Premier Compliance Solution

Policies and Procedures include:

 Advertising, BSA/Anti-Money Laundering, Consumer Complaints, Disaster Recovery (Business Resumption), ECOA/Fair Lending, Quality Control, Red Flags, RESPA, SAFE Act, TILA, TRID, UDAAP (other policies available upon request).

Loan Officer Compensation Plan Template

Pre-Recorded Compliance Trainings for up to 25 Employees (additional trainings are available upon request)

1. BSA/Anti-Money Laundering

2. ECOA/Fair Lending

3. Privacy

4. Red Flags

5. SAFE Act

6. UDAAP

Quality Control Checklists 

Audit Preparation Guide

Policies and procedures serve as a guideline to you and your employees on how to run a compliant company based on federal law. Although they include a quick customization, they are provided to you in a Word document thus allowing for them to continue to be customized to best fit your company's actual practices.

The Loan Officer Compensation Plan Template is customizable to ensure your MLO’s know exactly how and when they will be paid. Additional support and fully customized plans are also available; however, they are priced on a per project basis. For additional information on upgrading your template, please contact LaDonna Lockard. 801-770-1588

The Compliance Trainings are pre-recorded and administered via MEC’s Learning Management System. Each company will be setup as their own group in MEC’s LMS which allows the branch manager to oversee the trainings progress and completion. These trainings are a critical tool in effectively training your employees on the annually required compliance topics.

The Quality Control Checklists for Conventional, FHA, USDA and FHA files list out the primary documents that should be included in every file. Please note that states may have additional requirements and these checklists are not fully inclusive; however, they are a great guide for lender requirements. 

The Audit Preparation guide is a comprehensive snapshot of the items that we see most commonly requested during state audits.